Design and lead the firm’s governance framework across group entities and investment platforms.

Develop, implement, and monitor governance policies in line with global best practices (OECD, ICGN, etc.).

Ensure board effectiveness through training, governance reporting, and compliance with statutory obligations.

Act as Company Secretary where applicable, maintaining oversight of board documentation, resolutions, and corporate filings.

Oversee enterprise-wide compliance with SEBI, RBI, AIF regulations, AML/CFT laws, FATCA, and other applicable financial laws.

Liaise with regulators, legal advisors, and industry bodies on matters related to compliance and governance.

Stay ahead of changing regulatory landscapes; proactively assess implications for the business and lead compliance readiness.

Establish and manage a compliance monitoring program, including audits, investigations, and reporting mechanisms.

Integrate governance with enterprise risk frameworks and internal controls.

Develop protocols for managing operational, reputational, and regulatory risks.

Lead due diligence and compliance reviews during capital deployment and fund structuring.

Champion an ethical corporate culture and enforce codes of conduct across all levels of the firm.

Monitor and report on whistleblower cases, conflicts of interest, and insider trading risks.

Collaborate with HR and leadership to ensure compliance training is embedded firm-wide.

Serve as a key interface with investors, auditors, legal counsel, regulatory authorities, and board members.

Prepare governance disclosures for annual reports, investor communications, and regulatory filings.